Forms

Kids

PDF How to Read Your Brokerage Statement

PDF ACAT Brokerage Transfer Form

PDF Margin Agreement

PDF Options Agreement

PDF New Account Form

PDF NetxClient App - Online Access

PDF IRA Distribution Form

PDF IRA Adoption Agreement (Page 23-24)

PDF Roth IRA Adoption Agreement (Page 25-26)

PDF ACH Authorization Agreement

PDF 5305 - SEP Form

PDF Joint Account Agreement

PDF Asset Movement Authorization

Contact Info

1105 Powers Place
Alpharetta, GA 30009
Map and Directions

Phone: 678-762-0321

Bob.Solley@smhgroup.com

 

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Securities and Investment Advisory Services offered through Sanders Morris Harris Inc.  Member FINRA and SIPC.

State Securities laws require that your investment professional be registered in the state in which you are a resident. The following list represents the particular states in which our firm conducts business. If you would like additional information on either this disclaimer, or the site's privacy statement, please review the information provided by the links below. Thank you.

We are registered to sell Securities in the following states:
Alabama, California, Florida, Georgia, Massachusetts, Michigan, Minnesota, Mississippi, North Carolina, New Mexico, Nevada, Oklahoma, Pennsylvania, South Carolina, Virginia.

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